Respiratory Failure is Defined as the Occurrence of One or Both of the Following
Decreased pO2, as Predicted for the Patient’s Age (Hypoxemia)
Increased pCO2 (Hypercapnia) in the Setting of a Normal Serum Bicarbonate
A Normal Serum Bicarbonate is Specified Here Since a Primary Metabolic Alkalosis (with Increased Serum Bicarbonate) Would Be Expected to Result in a Normal Compensatory Increase in pCO2: this normal compensatory mechanism functions to maintain a normal serum pH and would not be considered “respiratory failure”
Hypoxemia is Defined a Decrease in Hemoglobin Oxygen Saturation (as Assessed by Pulse Oximetry: SaO2 or SpO2) or Decrease in Arterial pO2 (as Assessed by Arterial Blood Gas)
Note that a Patient May Be Hypoxemic, But Not Be Hypoxic
Example
A Young Hypoxemic Patient Can Significantly Increase Their Cardiac Output to Maintain Tissue Oxygen Delivery
Hypercapnia is Defined as Increase in Arterial pCO2 (i.e. Increased Arterial Blood Partial Pressure of Carbon Dioxide) to >40 mm Hg
Acidemia
Definition
Acidemia is Defined as Decrease in Arterial pH < 7.40 (Due to Either Metabolic or Respiratory Acidosis)
Note that a Patient Can Be Acidemic without having a Respiratory Acidosis
Example
Metabolic Acidosis Can Produce Acidemia without the Presence of a Respiratory Acidosis
Alkalemia
Definition
Alkalemia is Defined an Increase in Arterial pH to >7.40 (Due to Either Metabolic or Respiratory Alkalosis)
Acidosis
Definition
Acidosis is Defined as the Presence of an Acid-Producing Acid-Base Disturbance (with or without Concomitant Acidemia)
Clinical Scenarios in Which an Acidosis is Present, But in Which the pH is Not Acidemic
Presence of a Metabolic Acidosis May Not Necessarily Result in an Acidemic pH (pH <7.4), Since Respiratory Compensation (Hyperventilation) Occurs, Resulting in an Increase in the Serum pH
Presence of a (Chronic) Respiratory Acidosis May Not Necessarily Result in an Acidemic pH (pH <7.4), Since Metabolic Compensation (Renal Bicarbonate Retention) Generally Occurs Over a Period of Days, Resulting in an Increase in the Serum pH
Alkalosis
Definition
Alkalosis is Defined as the Presence of an Alkali-Producing Acid-Base Disturbance (with or without Concomitant Alkalemia)
Clinical Scenarios in Which an Alkalosis is Present, But in Which the pH is Not Alkalemic
Presence of a Metabolic Alkalosis May Not Necessarily Result in an Alkelemic pH (pH >7.4), Since Respiratory Compensation (Hypoventilation) Occurs Rapidly, Resulting in a Decrease in the Serum pH
Presence of a (Chronic) Respiratory Alkalosis May Not Necessarily Result in an Alkalemic pH (pH >7.4), Since Metabolic Compensation (Renal Bicarbonate Wasting) Generally Occurs Over a Period of Days, Resulting in a Decrease in the Serum pH
Respiratory Acidosis is Defined as a Disorder Which Results in Increase in Arterial pCO2 with an Associated Decrease in Arterial pH
Note that a Patient Can Have a Respiratory Acidosis without Being Significantly Acidemic
Example
Via Normal Compensatory Mechanisms, Chronic Respiratory Acidosis Induces Metabolic (Predominantly Renal) Compensation (with a Increase in Serum Bicarbonate Over Time), Culminating in Minimal Acidemia
Terms
PaO2: arterial pO2 (arterial oxygen tension)
Usually Referred to Simply as pO2
PAO2: alveolar PO2 (alveolar oxygen tension)
SpO2: pulse oximetry, as determined by peripheral pulse oximeter (see Pulse Oximetry)
SaO2: pulse oximetry, as determined by arterial blood gas co-oximeter (see Arterial Blood Gas)
Epidemiology
Demographics of Patients with Acute Hypoxemic, Hypercapnic Respiratory Failure
Study of Patients with Acute Hypoxemic, Hypercapnic Respiratory Failure Requiring Intensive Care Unit (ICU) Admission (Am J Respir Crit Care Med, 2017) [MEDLINE]
Presence of Comorbid Conditions
Approximately 67% (52/78) of Patients Had Chronic Obstructive Pulmonary Disease (COPD): however, only 24% (19/78) had been previously diagnosed with COPD
Patients without COPD were Predominantly Obese
Severe Obstructive Sleep Apnea (OSA) was Present in 51% of COPD Patients and 81% of Non-COPD Patients
Previously Undiagnosed Chronic Diastolic Congestive Heart Failure was Present in 44% of Cases
Previously Undiagnosed Hypertension was Present in 67% of Cases
Number of Comorbid Conditions
More than 50% of the Patients Had ≥3 Comorbidities Which were Known to Precipitate Acute Hypoxemic, Hypercapnic Respiratory Failure
Multiple Morbidities were Associated with Increased Hospital Length of Stay
Prognosis
Hospital Readmission or Death Occurred in 46% of Patients Over an Average of 3.5 mo After Discharge
Classification Schemes for Respiratory Failure
Classification Based on the Predominant Gas Exchange Abnormality and Time of Onset
Type 1-Hypoxemic Respiratory Failure
Subtypes
Acute Hypoxemic Respiratory Failure (see Hypoxemia)
Chronic Hypoxemic Respiratory Failure (see Hypoxemia)
Type II-Hypoxemic, Hypercapnic Respiratory Failure)
Subtypes: the accompanying pH depends on the level of serum bicarbonate (which is dependent on the duration of the hypercapnia)
Acute Hypoxemic, Hypercapnic Respiratory Failure: pH may be more decreased (due to inadequate time for renal reabsorption of bicarbonate)
Chronic Hypoxemic, Hypercapnic Respiratory Failure: pH generally normal or only slightly decreased (due to prolonged duration, allowing for renal reabsorption of bicarbonate)
Potential Clinical Exceptions to This Classification Scheme
Exception: patient with prolonged, severe hypoxemia (initially classified as type I-acute hypoxemic respiratory failure), with the inability to maintain the required work of breathing, subsequently resulting in acute respiratory muscle fatigue with onset of acute hypercapnia (now classified as type II-hypercapnic/ventilatory failure) -> note that the classification of the patient’s respiratory failure changed during their clinical course
Example: 50 y/o WM with history of COPD and AIDS, presenting with PCP and severe acute hypoxemia
Exception: patient with increased work of breathing/increased minute ventilation (due to severe metabolic acidosis) without significant hypoxemia or hypercapnia -> note that such a patient may manifest imminent “respiratory failure”, although not technically fulfilling the criteria for either type I or type II respiratory failure
Example: 30 y/o WM with severe diabetic ketoacidosis (pH 6.9/pCO2 20/pO2 65/bicarb 3 + RR 36)
Classification Based on Anatomic Site of Dysfunction
Classification Based on Pathophysiologic Mechanism
Decreased Inspired Oxygen Pressure
ABG (typical)
pCO2: Normal-Decreased
pO2: Decreased
Acute Hypoventilation
ABG (typical)
pH: Decreased (acidemia)
pCO2: Increased
pO2: Decreased
Serum Bicarbonate: Normal
Chronic Hypoventilation
ABG (typical)
pH: Near Normal
pCO2: Increased
pO2: Decreased
Serum Bicarbonate: Increased
V/Q Mismatch
ABG (typical)
pCO2: Normal-Decreased
pO2: Decreased
Shunt
ABG (typical)
pCO2: Normal-Decreased
pO2: Decreased
Diffusion Impairment
ABG (typical)
pCO2: Normal-Decreased
pO2: Decreased
Etiology of Acute/Chronic Type I-Hypoxemic Respiratory Failure
Pseudohypoxemia
Mechanism
ABG Left at Room Temperature (Particularly with Elevated White Blood Cell Count), Resulting in In Vitro Oxygen Consumption by White Blood Cells in the Sample
Inadvertent Administration of Low FIO2 During Mechanical Ventilation: due to circuit leak, clinician error, etc
Decreased Mixed Venous Oxygen Saturation
Mechanism: blood returns to the right side of the heart in a severely deoxygenated state and cardiopulmonary system is incapable of re-oxygenating the blood
Low Mixed Venous Oxygen Saturation Usually Only Results in Arterial Hypoxemia in the Setting of Coexistent Anemia, V/Q Mismatch, or Right-to-Left Shunt: these result in the impaired ability to re-oxygenate the blood
Etiology
Decreased Cardiac Output State/Cardiogenic Shock (see Cardiogenic Shock)
Right Ventricular Dysfunction Due to Right Ventricular infarct (see Coronary Artery Disease)
Shunting of Unoxygenated Blood Through the Lung, Without Undergoing Oxygenation
Since a Large Intrapulmonary Shunt Can Produce a Region of Near Zero V/Q Ratio, Intrapulmonary Shunt Really Represents the Most Extreme Form of V/Q Mismatch
Shunt is Classically Characterized by Poor Response of pO2 (or SaO2) to the Administration of Supplemental Oxygen
Quantification of Shunt Fraction: perform on 100% FIO2 for at least 20 min (to allow nitrogen washout)
Qs/Qt = (CcO2-CaO2) / (CcO2-CvO2)
PIO2 = FIO2 x pATM -> at sea level and on 100% FIO2, PIO2 = 760
PAO2 = PIO2 – (PCO2 x 1.25) -> at sea level and on 100% FIO2, PAO2 = 760 – (PCO2 x 1.25)
CcO2: end-capillary oxygen content = Hb x 1.39 + (0.003 x PAO2)
CaO2: arterial oxygen content = Hb x SaO2 x 1.39 + (0.003 x PaO2)
Use values from ABG
CvO2: mixed venous oxygen content = Hb x SvO2 x 1.39 + (0.003 x PvO2)
Use values from Swan-Ganz Catheter
Normal Shunt Fraction: <5% (this accounts for the normal physiologic degree of anatomical shunt that exists, due to the bronchial and Thebesian circulations)
Case Report of a Patient with Platypnea-Orthodeoxia Due to Bilateral Lower Lobe Pulmonary Emboli (South Med J, 2011) [MEDLINE]
Physiology
Predominant Mechanism is V/Q Mismatch
Minor Mechanism is Shunt (Particularly Occurs Due to Coexistent Atelectasis)
Atelectasis (see Atelectasis): due to physiologic intrapulmonary shunt
Hepatopulmonary Syndrome (see Hepatopulmonary Syndrome): due to anatomic intrapulmonary shunt (which often increases with the patient in an upright position, resulting in orthodeoxia/platypnea)
Intralobar Pulmonary Sequestration (see Pulmonary Sequestration): one reported case of this resulting in an anatomic intrapulmonary shunt
Pneumonia: due to physiologic intrapulmonary shunt
Shunting of Unoxygenated Blood from the Right to the Left Side of the Heart, Bypassing the Pulmonary Vascular Bed
Etiology
Acute Pulmonary Embolism (Acute PE) with Right to Left Shunt (see Acute Pulmonary Embolism): acutely increased pulmonary artery pressure may result in new or exacerbated right to left shunt through a pre-existing PFO, etc
Limitation of Oxygen Exchange Across the Pulmonary Alveolar-Capillary Membrane
Thickening of the Alveolar-Capillary Membrane (Associated with Interstitial Fibrosis, Cryptogenic Organizing Pneumonia, ARDS, Asbestos Exposure, etc) Results in Inadequate Red Blood Cell Transit Time in the Pulmonary Circulation, Not Allowing Adequate Equilibration of pO2 Between the Alveolar Gas and Pulmonary Capillary Blood
Note: diffusion limitation is absent in normal subjects at rest
Etiology
Heavy Exercise
Due to Increased Cardiac Output (with Transient Pulmonary Interstitial Fluid Accumulation) with Decreased Time Available for Oxygen Diffusion
Effect of Hypoxia: humans will freqently demonstrate diffusion limitation in setting of normoxia, but almost all will demonstrate diffusion limitation in setting of hypoxia
Race Horses Develop Diffusion Limitation During Severe Exercise (Explaining the Common Practice of Administering Furosemide Prior to Races, with the Goal of Decreasing the Accumulation of High Cardiac Output-Associated Interstitial Pulmonary Edema)
Decreased Hypoxic Ventilatory Response: decreases approximately 40% in normal subjects after 10 days of 500 kcal/day dietary restriction (NEJM, 1976) [MEDLINE]
Little Change in Hypercapnic Ventilatory Response
Disorders with Decreased Ventilatory Output (Despite Increased Ventilatory Effort) Due to Neuromuscular Disease
Cardiogenic Shock (see Cardiogenic Shock): generalized pulmonary hypoperfusion
Hypovolemic Shock (see Hypovolemic Shock): generalized pulmonary hypoperfusion
Ventilation During Cardiopulmonary Resuscitation (CPR) (see Cardiopulmonary Resuscitation): generalized pulmonary hypoperfusion
Increased Carbon Dioxide Production: disorders which increase carbon dioxide production are usually not the primary or sole etiology of hypercapnia (since the usual response to increased pCO2 is to increase minute ventilation), but they can be contributors in patients with decreased ventilatory reserve (patients with chronic lung disease, respiratory muscle weakness, other conditions which increase the VD/VT ratio, etc)
Inflammation/Hypermetabolism
Corticosteroids (see Corticosteroids): due to catabolic state
Decreased Hypoxic Ventilatory Response: decreases approximately 40% in normal subjects after 10 days of 500 kcal/day dietary restriction (NEJM, 1976) [MEDLINE]
Little Change in Hypercapnic Ventilatory Response
Disorders with Decreased Ventilatory Output (Despite Increased Ventilatory Effort) Due to Neuromuscular Disease
Essential Tremor (see Essential Tremor): typically mild upper airway obstruction
Parkinson’s Disease (see Parkinson’s Disease): may cause acute upper airway obstruction in the postoperative setting or progressive upper airway dysfunction
Miscellaneous
Congenital Small Cricoid Cartilage: typically progressive
Esophageal Foreign Body: extrinsic compression of upper airway, typically progressive
Etiology of Respiratory Failure in Pregnancy (see Pregnancy)
References
General
The continuous inhalation of oxygen in cases of pneumonia otherwise fatal, and in other diseases. Boston Med J 1890;123:481-5
Clinical semi-starvation: depression of hypoxic ventilatory response. N Engl J Med. 1976;295(7):358 [MEDLINE]
Clinical manifestations of inspiratory muscle fatigue. Am J Med. 1982 Sep;73(3):308-16 [MEDLINE]
The spectrum of intermediate syndrome following acute organophosphate poisoning: a prospective cohort study from Sri Lanka. PLoS Med. 2008 Jul 15;5(7):e147. doi: 10.1371/journal.pmed.0050147 [MEDLINE]
Short-term and long-term effects of nasal intermittent positive pressure ventilation in patients with obesity-hypoventilation syndrome. Chest. 2005 Aug;128(2):587-94 [MEDLINE]
High-flow oxygen administration by nasal cannula for adult and perinatal patients. Respir Care 2013;58:98-122
Nasal high-flow versus Venturi mask oxygen therapy after extubation: effects on oxygenation, comfort, and clinical outcome. Am J Respir Crit Care Med 2014;190:282-8
Transnasal humidified rapid-insufflation ventilatory exchange (THRIVE): a physiological method of increasing apnoea time in patients with difficult airways. Anaesthesia 2015;70:323-9 [MEDLINE]
FLORALI Study. High-flow oxygen through nasal cannula in acute hypoxemic respiratory failure. N Engl J Med 2015. DOI: 10.1056/NEJMoa1503326 [MEDLINE]
Saving lives with high-flow nasal oxygen. N Engl J Med. 2015 Jun 4;372(23):2225-6. doi: 10.1056/NEJMe1504852 [MEDLINE]
High-flow nasal cannula oxygen therapy in adults. J Intensive Care. 2015 Mar 31;3(1):15. doi: 10.1186/s40560-015-0084-5. eCollection 2015 [MEDLINE]
Comorbidities and Subgroups of Patients Surviving Severe Acute Hypercapnic Respiratory Failure in the Intensive Care Unit. Am J Respir Crit Care Med. 2017;196(2):200 [MEDLINE]
Etiology
Acute Respiratory Failure in Pregnancy. Crit Care Clin. 2024 Apr;40(2):353-366. doi: 10.1016/j.ccc.2024.01.005 [MEDLINE]